My Mission

As a professional in the financial services industry, I know that the amount of information and choices available can be overwhelming. Many people are unsure of what steps they should take to secure their retirement, protect their family or business from disaster, or weather the challenges of our current economic environment.

My mission is to help families take control of their financial future. There is always uncertainty about what the next year or next decade will hold, but the financial advice you get should not add to that confusion! In practice, I place a high value on transparency, disclosure, and education to take the mystery out of planning for life's financial surprises and opportunities. 

The first step is to start on a strong foundation, which is a mutual understanding of your current financial position and where that differs from your goals and priorities.  Based on this, we can weigh out the advantages and disadvantages of different paths that are available, and implement a strategy to build and protect your future wealth. I will check in regularly and suggest any adjustments needed to keep on track.

I can provide advice on a variety of financial products and services, including:

  • Portfolio Design and Asset Allocation
  • 401(k) and Other Company Sponsored Plans
  • 403(b) Plans
  • Traditional and Roth IRAs
  • Mutual Funds
  • College Savings Plans
  • Fixed and Variable Annuities
  • Life Insurance, Long-Term Care, and Disability Insurance
  • Retirement Income Planning.

Investors should carefully consider the investment objectives, charges and expenses of any Variable Annuities and Mutual Fund before investing.  For a prospectus containing this and other information call your financial representative. Please read prospectus carefully before investing.  

To learn about how I can assist with your financial goals, email or call to set a no-obligation appointment. You can also click here to see Frequently Asked Questions. Thanks for visiting, and I look forward to hearing from you!

- Nick Bormann, Ph.D.